University records must be disposed of in accordance with an authorized . The retention schedule will require that a record be transferred to the Archives, or destroyed/deleted.
Records Disposition Process Flowchart (PDF, 48 KB)
Transferring Records to the Archives
University records that are designated in the as archival (“AR�) must be transferred to the Archives. For hardcopy records, follow the steps outlined below:
- Contact the BEFORE sending records to discuss the transfer.
- Ensure paper records are in file folders and pack files in proper storage boxes. Use cubic-foot banker’s boxes (15� long x 12� wide x 10� deep) with handles and removable lids. Boxes can be ordered through the preferred Office Supplies vendors. Records packed in unsuitable boxes will be returned to the sender immediately.
- Complete the Records Transfer to Archives form and have it signed by the person who is accountable for the records (usually a senior officer, director or head of the department or unit).
- Prepare a File List listing the contents of each box.
- Send a digital (soft copy) of the documentation to both the Archives (archives@queensu.ca) and the Records Management and Privacy Office (recordsmanagement@queensu.ca).
- Coordinate physical transfer of the records of archival value to the Archives. Records identified as non-archival will be returned to the units/departments.
For digital records with an archival disposition, contact the Archives.
Destroying/Deleting Records
Destruction of university records cannot be carried out without proper authorization.
For records stored offsite at Iron Mountain, follow the steps outlined below:
- List the records to be destroyed on the Destruction Request Spreadsheet.
- Complete the Authorization for Destruction of Records form.
- Have the appropriate records custodian sign the form to approve the destruction. Email the completed Destruction Request Spreadsheet and Authorization for Destruction of Records form to recordsmanagement@queensu.ca
- After reviewing the submitted forms the Records Manager will make the request for destruction to Iron Mountain. Note that physical destruction can take 6 to 8 weeks from the date of request.
- Iron Mountain will issue a Certificate of Destruction to your office, attached to your next invoice. Retain a copy of the form and list in your own office record keeping system under Retention Schedule .
For records stored on campus, follow the steps outlined below:
- List the records to be destroyed or deleted ensuring no personal information is included. If there are a lot of records, a general description of the content, including the date range, is acceptable.
- Complete the Authorization for Destruction of Records form and attach the list of records to the form.
- Have the appropriate records custodian sign the form to approve the destruction. Send one copy of the signed form to the Records Management Program.
- After the form is signed, make arrangements for appropriate destruction of the records.
- Retain a copy of the form and list in your own office record keeping system under Retention Schedule .
Records containing confidential and personal information must be destroyed securely. A secure shredding service is provided by Iron Mountain for on-campus shredding. When disposing of electronic media containing confidential or personal information, use the University's E-Waste disposal program.
Transitory records may be destroyed/deleted in accordance with university guidance. See Fact Sheet - Transitory Records.